Transactions

Transactions

pfenning transaction

KMP Holding GmbH

Syndicated Loan Facility
April 2018
€ 55 million

censhare AG

EIB Debt Facility
December 2017
€ 25 million

AMW GmbH

EIB Debt Facility
November 2017
€ 25 million
numares transaction

numares AG

Capital Increase
November 2017
€ 11 million
[confidential]

Leading 3D-Printing Company

R&D-Financing Debt Facility
November 2017
€ 25 million
[confidential]

Leading Healthcare Equipment Provider

EIB Debt Facility
August 2017
€ 35 million
ziegler transaktion

Ziegler Holzindustrie GmbH & Co. KG

Syndicated Loan Facility
July 2017
€ 70 million
schnellecke transaktion

Schnellecke Group AG & Co. KG

Promissory Note
June 2017
€ 55 million
[confidential]

Market-Leading German Circular Economy Company

Bilateral Loan Facility
June 2017
€ 30 million

Biofrontera AG

EIB Debt Facility
May 2017
€ 20 million
schnellecke transaktion

Leading German Logistics Company

Syndicated Loan Facility
May 2017
€ 105 million
Schnellecke Transaktion

Leading German Logistics Company

Factoring Facility
March 2017
€ 45 million

W. Schulz Group – Sale to Berkshire Hathaway / PCC

Advisor to the Family and Firm
February 2017
[amount confidential]
[confidential]

German Furniture Company

Debt Financing
July 2016
> € 35 million
[confidential]

Top-5 German Recycling Company

Syndicated Loan Facility
May 2016
€ 82 million

Max Aicher Gruppe

Senior Debt Financing
April 2016
[amount confidential]
[confidential]

Top-5 German Recycling Company

Factoring Facility
January 2016
€ 30 million

Nash Technologies GmbH

Strategic MBO Advisory
December 2015
[amount confidential]

Elcomax GmbH

Capital Increase
December 2015
[amount confidential]
[confidential]

Top-5 German Recycling Company

Guarantee Facility
December 2015
€ 10 million
[confidential]

Top-5 German Recycling Company

Leasing Facility
December 2015
€ 30 million
[confidential]

Top-5 German Recycling Company

Mortgage Loan
November 2015
€ 5 million

Nash Technologies GmbH

Borrowing Base
July 2015
€ 8 million

REGE Motorenteile GmbH

Financial Advisory
May 2015
[amount confidential]
[confidential]

Eastern European Waste Management Company

Syndicated Loan Facility
May 2015
€ 35 million

Max Aicher Gruppe – Max Aicher Recycling GmbH

Senior Debt Financing
April 2015
[amount confidential]

Max Aicher Gruppe – Stahlwerk Annahütte Max Aicher GmbH & Co. KG

Senior Debt Financing
December 2014
€ 10 million

S.A.S. SIDEO

Bridge Financing
December 2014
[amount confidential]

Muehlhan AG

Syndicated Loan Facility
August 2014
€ 40 million

Manz AG

Subordinated Debt Financing
August 2014
€ 20 million

Torqeedo GmbH

Capital Increase / Secondary Placement
March 2014
[amount confidential]
[confidential]

Top-5 German Recycling Company

Senior Debt Financing & Factoring
March 2014
€ 150 million

Max Aicher Gruppe – Lech-Stahlwerke GmbH

Senior Debt Financing
December 2013
€ 20 million

Novaled AG

Dual Track Advisory
August 2013
€ 260 million

SFC Energy AG

Acquisition of Simark Controls Lts.
Acquisition of Simark Controls Lts.
€ 19 million

Gildemeister Gruppe – Cellstrom GmbH

Financial Advisory
June 2013
[amount confidential]

Torqueedo GmbH

Bridge / Mezzanine Financing
March 2013
[amount confidential]

EnWave Corporation

Majority Acquisition & Capital Increase in Hans Binder Maschinenbau GmbH
October 2012
[amount confidential]

Riemser Arzneimittel AG

Aquisition Finance Advisory
August 2012
approx. € 125 million

N+1 Group

Block Trade
August 2012
€ 20 million

Cotesa GmbH

Capital Increase / Secondary Placement
June 2012
> € 24 million

Stulz H+E GmbH

Capital Increase & Blocktrade
April 2012
> € 50 million

Geo-EN Energy Technologies GmbH

Capital Increase
March 2012
€ 4 million

Riemser Arzneimittel AG

Syndicated Loan Facility
December 2011
€ 60 million

SFC Energy AG

Acquisition of PBF Group B.V.
October 2011
€ 9 million

SFC Energy AG

Blocktrade
April 2011
766,788 shares

LHI Leasing GmbH

Debt Financing
November 2010
€ 18 million

SFC Fuel Cell AG

Blocktrade
September 2010
€ 10 million

Gildemeister AG

Aquisition of Cellstrom GmbH
April 2010
€ 18 million

FELSS Holding GmbH

Mezzanine Financing
January 2010
[amount confidential]

FELSS Holding GmbH

Mezzanine Financing
December 2009
[amount confidential]

SFC Smart Fuel Cell AG

Blocktrade
September 2009
761,375 shares

PSI AG

Defense Advisory
May 2009
[amount confidential]

Gebr. Märklin & Cie. GmbH

Debt Advisory
January 2009
[amount confidential]

Royal Aero Group

Senior Loan Facility
September 2008
[amount confidential]

D+S europe AG

Financial Advisory
July 2008
€ 593 million

Wiegand-Glas GmbH

Debt Advisory
May 2008
approx. € 100 million

D+S europe AG

PIPE
April 2008
€ 43 million

GCI BridgeCapital AG

Acquisition Financing
April 2008
€ 4 million

AEM Technologies Holding AG

Acquisition Financing
February 2008
[amount confidential]

AEM Technologies Holding AG

Acquisition of ModuNORM GmbH
February 2008
[amount confidential]

Experian Deutschland GmbH

Sales of loyality solutions divisions (Germany) to easycash
December 2007
[amount confidential]

abaXX Technology AG

Sales of abaXX to Cordys Software B.V.
November 2007
[amount confidential]

TA Triumph-Adler AG

Debt Refinancing
August 2007
€ 70 million

TA Triumph-Adler AG

Equity Capital Increase
August 2007
€ 28 million

Konrad Hornschuch AG

Refinancing
July 2007
[amount confidential]

GCI Management AG

PIPE
July 2007
€ 26 million

SFC Smart Fuel Cell AG

Initial Public Offering / IPO Advisor
May 2007
€ 80 million

Orlando Management GmbH

Acquisition Finmancing for Tedrive
April 2007
[amount confidential]

TWB Fahrzeugtechnik GmbH

Refinancing
March 2007
[amount confidential]

Molkerei Niesky GmbH

Leasing Financing
January 2007
€ 2 million

JetSet AG

Acquisition Financing
January 2007
[amount confidential]

Orlando Management GmbH

Asset-based Acquisition Financing for Pallhuber GmbH & Co. KG
December 2006
[amount confidential]

Ventizz Capital Partners

Acquisition Financing
November 2006
€ 11 million

Ventizz Capital Partners

Acquisition of ECR AG
November 2006
[amount confidential]

Ventizz Capital Partners

Acquisition of GS Präzisions AG
November 2006
[amount confidential]

D+S europe AG

Debt Refinancing
October 2006
€ 75 million

Nanogate AG

Initial Public Offering / IPO Advisor & Lead Placement Agent
October 2006
€ 19 million

D+S europe AG

Acquisition of mobileview AG
October 2006
€ 19 million

edel music AG

Sale & Lease Back
October 2006
€ 3 million

D+S europe AG

Sale & Lease Back
April 2006
€ 25 million

SFC Smart Fuel Cell AG

Private Placement / Open Market Listing
April 2006
€ 15 million

GCI Management AG

Blocktrade
Blocktrade
€ 5 million

Mühlhan Surface Protection International GmbH

Senior Notes due 2016
March 2006
€ 35 million

CardFactory AG

Private Placement / Secondary Placement
January 2006
80% of Share Capital

Hugin ASA

Fairness Opinion Acquisition of directnews AG
October 2005
[n/a]

D+S europe AG

Acquisition Financing
July 2005
€ 43 million

D+S europe AG

Mezzanine Financing
July 2005
€ 10 million

D+S europe AG

PIPE
July 2005
€ 40 million

D+S europe AG

Acquisition of dtms AG
July 2005
€ 80 million

LANXESS AG

Syndicated Credit Facility
December 2004
€ 1.5 billion

D+S europe AG

PIPE
September 2004
€ 8 million

D+S europe AG

Acquisition of 100% of CCA24 GmbH
August 2004
ND

Medigene AG

PIPE
March 2004
€ 16 million

Versant Inc.

Public Takeover of 100% of Poet Holdings Inc.
March 2004
US$ 26 million

Saperion AG

Private Placement
December 2003
€ 5 million

D+S online AG

PIPE
August 2003
€ 4 million

c.a.r.u.s. AG

General Advisory
July 2003
NA

Infineon Technologies AG

Acquisition Financing
August 2002
ND

Bally Japan

Sales to ITOCHO Corporation
June 2002
ND

Publishers Market AG

Sale to httprint Inc.
June 2002
€ 5 million

CLC AG

Tender Offer for 100% of Camelot AG Neuer Markt listed
April 2002
€ 10 million

CLC AG

Acquisition of 58% of Camelot AG Neuer Markt listed
November 2001
€ 6 million

Scout24 AG & Subsidiaries

General Advisory
October 2001
NA

Publishers Market AG

Private Placement
August 2001
€ 4 million

Infineon Technologies AG

Follow on Offering
July 2001
€ 133 million

Scout24 AG

Tender Offer for 100% of TopJobs.net (UK) NASDAQ listed
April 2001
€ 20 million

Infineon Technologies AG

Sale of the Consumer-IC Business
December 2000
ND

Mediclin AG

Initial Public Offering
December 2000
€ 126 million

FairAd AG

Private Placement
August 2000
€ 5 million

IBS AG

Acquisition of 100% of COS Group
August 2000
€ 8 million

von Braun & Schreiber

Structuring of Public Investment Fund
August 2000
ND

Callahan Associates International LLC

Acquisition of Kabel Nordrhein-Westfalen
July 2000
ND

TradeNetOne

Private Placement
July 2000
€ 8 million

Immobilienscout24

Private Placement
March 2000
€ 20 million

Infineon Technologies AG

Initial Public Offering
March 2000
€ 6 billion

Openshop AG

Initial Public Offering Neuer Markt
March 2000
€ 136 million

Dialog Semiconductor

Initial Public Offering Neuer Markt
October 1999
ND

Elmos Semiconductor AG

Initial Public Offering Neuer Markt
October 1999
ND

SZ Testsysteme

Initial Public Offering Neuer Markt
June 1999
ND

Klöckner & Co. AG

Sale of Röder Zellsysteme und Service AG
June 1999
ND

Software AG

Initial Public Offering
April 1999
ND

New Era of Networks Inc.

Acquisition of 100% SLI Consulting AG
February 1999
ND

PSI AG

Initial Public Offering Neuer Markt
August 1998
ND

Be Inc.

Private Placement
June 1998
US$ 10 million

Stella AG

Sale of 49% of Cinemaxx AG
June 1998
ND

Sensar Inc.

Private Placement
February 1998
US$ 10 million

SCM Microsystems Inc.

Secondary Public Offering Neuer Markt/NASDAQ
February 1998
ND

SCM Microsystems Inc.

Initial Public Offering Neuer Markt/NASDAQ
October 1997
ND

LHS Inc.

Initial Public Offering Neuer Markt/NASDAQ
May 1997
ND