Transactions

Transactions

Vasopharm GmbH

Transaction Support
July 2019

Hydrogenious LOHC Technologies GmbH

Capital Increase
July 2019
€ 17 million

Doppstadt Familienholding GmbH

Syndicated Loan, Factoring and Warehousing Facility
June 2019
€ 80 million

Synapticon GmbH

Round-Extension
June 2019
[amount confidential]

Synapticon GmbH

Capital Increase
January 2019
> € 10 million

Investment in

Advisor to AkrosA Private Equity GmbH & Co. KG
December 2018
> € 10 million

GSE Group Acquisition by Finexx

Acquisition Financing Senior Loan & WCF
December 2018
[amount confidential]

GSE Group Acquisition by Finexx

Acquisition Financing Second Lien Loan
November 2018
[amount confidential]
pfenning transaction

KMP Holding GmbH

Syndicated Loan Facility
April 2018
[amount confidential]
Business Service Provider Transaction

Business Service Provider

Bilateral Loan Facility
April 2018
[amount confidential]
Leading Virtual Reality Company Transaction

Leading Virtual Reality Company

Capital Increase
April 2018
[amount confidential]

censhare AG

EIB Debt Facility
December 2017
€ 25 million

AMW GmbH

EIB Debt Facility
November 2017
€ 25 million
numares transaction

numares AG

Capital Increase
November 2017
€ 11 million

voxeljet AG

R&D-Financing Debt Facility
November 2017
€ 25 million

MagForce AG

EIB Debt Facility
August 2017
€ 35 million
ziegler transaktion

Ziegler Holzindustrie GmbH & Co. KG

Syndicated Loan Facility
July 2017
€ 70 million
Schnellecke Group AG & Co. KG Transaction

Schnellecke Group AG & Co. KG

Promissory Note
June 2017
€ 55 million

DSD – Duales System Holding GmbH & Co. KG

Bilateral Loan Facility
June 2017
€ 30 million

Biofrontera AG

EIB Debt Facility
May 2017
€ 20 million
Schnellecke Group AG & Co. KG Transaction

Schnellecke Group AG & Co. KG

Syndicated Loan Facility
May 2017
€ 105 million
Schnellecke Group AG & Co. KG Transaction

Schnellecke Group AG & Co. KG

Factoring Facility
March 2017
€ 45 million

W. Schulz Group – Sale to Berkshire Hathaway / PCC

Advisor to the Family and Firm
February 2017
[amount confidential]
[confidential]

German Furniture Company

Debt Financing
July 2016
> € 35 million
Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG Transaction

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG

Syndicated Loan Facility
May 2016
€ 82 million

Max Aicher Group

Senior Debt Financing
April 2016
[amount confidential]
Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG Transaction

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG

Factoring Facility
January 2016
€ 30 million
Nash Technologies Transaction

Nash Technologies GmbH

Strategic MBO Advisory
December 2015
[amount confidential]

Elcomax GmbH

Capital Increase
December 2015
[amount confidential]
Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG Transaction

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG

Guarantee Facility
December 2015
€ 10 million
Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG Transaction

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG

Leasing Facility
December 2015
€ 30 million
Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG Transaction

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG

Mortgage Loan
November 2015
€ 5 million
Nash Technologies Transaction

Nash Technologies GmbH

Borrowing Base
July 2015
€ 8 million

REGE Motorenteile GmbH

Financial Advisory
May 2015
[amount confidential]

TEW Entsorgung GmbH & Co. KG (Tönsmeier Poland)

Syndicated Loan Facility
May 2015
€ 35 million

Max Aicher Group – Max Aicher Recycling GmbH

Senior Debt Financing
April 2015
[amount confidential]

Max Aicher Group – Stahlwerk Annahütte

Senior Debt Financing
December 2014
€ 10 million

S.A.S. SIDEO

Bridge Financing
December 2014
[amount confidential]

Muehlhan AG

Syndicated Loan Facility
August 2014
€ 40 million

Manz AG

Subordinated Debt Financing
August 2014
€ 20 million

Torqeedo GmbH

Capital Increase / Secondary Placement
March 2014
[amount confidential]
Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG Transaction

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG

Senior Debt Financing & Factoring
March 2014
€ 150 million

Max Aicher Group – Lech-Stahlwerke GmbH

Senior Debt Financing
December 2013
€ 20 million

Novaled AG

Dual Track Advisory
August 2013
€ 260 million
SFC Transaction

SFC Energy AG

Acquisition of Simark Controls Lts.
November 2018
€ 19 million

Gildemeister Gruppe – Cellstrom GmbH

Financial Advisory
June 2013
[amount confidential]

Torqueedo GmbH

Bridge / Mezzanine Financing
March 2013
[amount confidential]

EnWave Corporation

Majority Acquisition & Capital Increase in Hans Binder Maschinenbau GmbH
October 2012
[amount confidential]

Riemser Arzneimittel AG

Aquisition Finance Advisory
August 2012
approx. € 125 million

N+1 Group

Block Trade
August 2012
€ 20 million

Cotesa GmbH

Capital Increase / Secondary Placement
June 2012
> € 24 million

Stulz H+E GmbH

Capital Increase & Blocktrade
April 2012
> € 50 million

Geo-EN Energy Technologies GmbH

Capital Increase
March 2012
€ 4 million

Riemser Arzneimittel AG

Syndicated Loan Facility
December 2011
€ 60 million

SFC Energy AG

Acquisition of PBF Group B.V.
October 2011
€ 9 million

SFC Energy AG

Blocktrade
April 2011
766,788 shares

LHI Leasing GmbH

Debt Financing
November 2010
€ 18 million

SFC Fuel Cell AG

Blocktrade
September 2010
€ 10 million

Gildemeister AG

Aquisition of Cellstrom GmbH
April 2010
€ 18 million

FELSS Holding GmbH

Mezzanine Financing
January 2010
[amount confidential]

FELSS Holding GmbH

Mezzanine Financing
December 2009
[amount confidential]

SFC Smart Fuel Cell AG

Blocktrade
September 2009
761,375 shares

PSI AG

Defense Advisory
May 2009
[amount confidential]

Gebr. Märklin & Cie. GmbH

Debt Advisory
January 2009
[amount confidential]

Royal Aero Group

Senior Loan Facility
September 2008
[amount confidential]

D+S europe AG

Financial Advisory
July 2008
€ 593 million

Wiegand-Glas GmbH

Debt Advisory
May 2008
approx. € 100 million

D+S europe AG

PIPE
April 2008
€ 43 million

GCI BridgeCapital AG

Acquisition Financing
April 2008
€ 4 million

AEM Technologies Holding AG

Acquisition Financing
February 2008
[amount confidential]

AEM Technologies Holding AG

Acquisition of ModuNORM GmbH
February 2008
[amount confidential]

Experian Deutschland GmbH

Sales of loyality solutions divisions (Germany) to easycash
December 2007
[amount confidential]

abaXX Technology AG

Sales of abaXX to Cordys Software B.V.
November 2007
[amount confidential]

TA Triumph-Adler AG

Debt Refinancing
August 2007
€ 70 million

TA Triumph-Adler AG

Equity Capital Increase
August 2007
€ 28 million

Konrad Hornschuch AG

Refinancing
July 2007
[amount confidential]

GCI Management AG

PIPE
July 2007
€ 26 million

SFC Smart Fuel Cell AG

Initial Public Offering / IPO Advisor
May 2007
€ 80 million

Orlando Management GmbH

Acquisition Finmancing for Tedrive
April 2007
[amount confidential]

TWB Fahrzeugtechnik GmbH

Refinancing
March 2007
[amount confidential]

Molkerei Niesky GmbH

Leasing Financing
January 2007
€ 2 million

JetSet AG

Acquisition Financing
January 2007
[amount confidential]

Orlando Management GmbH

Asset-based Acquisition Financing for Pallhuber GmbH & Co. KG
December 2006
[amount confidential]

Ventizz Capital Partners

Acquisition Financing
November 2006
€ 11 million

Ventizz Capital Partners

Acquisition of ECR AG
November 2006
[amount confidential]

Ventizz Capital Partners

Acquisition of GS Präzisions AG
November 2006
[amount confidential]

D+S europe AG

Debt Refinancing
October 2006
€ 75 million

Nanogate AG

Initial Public Offering / IPO Advisor & Lead Placement Agent
October 2006
€ 19 million

D+S europe AG

Acquisition of mobileview AG
October 2006
€ 19 million

edel music AG

Sale & Lease Back
October 2006
€ 3 million

D+S europe AG

Sale & Lease Back
April 2006
€ 25 million

SFC Smart Fuel Cell AG

Private Placement / Open Market Listing
April 2006
€ 15 million

GCI Management AG

Blocktrade
Blocktrade
€ 5 million

Mühlhan Surface Protection International GmbH

Senior Notes due 2016
March 2006
€ 35 million

CardFactory AG

Private Placement / Secondary Placement
January 2006
80% of Share Capital

Hugin ASA

Fairness Opinion Acquisition of directnews AG
October 2005
[amount confidential]

D+S europe AG

Acquisition Financing
July 2005
€ 43 million

D+S europe AG

Mezzanine Financing
July 2005
€ 10 million

D+S europe AG

PIPE
July 2005
€ 40 million

D+S europe AG

Acquisition of dtms AG
July 2005
€ 80 million

LANXESS AG

Syndicated Credit Facility
December 2004
€ 1.5 billion

D+S europe AG

PIPE
September 2004
€ 8 million

D+S europe AG

Acquisition of 100% of CCA24 GmbH
August 2004
ND

Medigene AG

PIPE
March 2004
€ 16 million

Versant Inc.

Public Takeover of 100% of Poet Holdings Inc.
March 2004
US$ 26 million

Saperion AG

Private Placement
December 2003
€ 5 million

D+S online AG

PIPE
August 2003
€ 4 million

c.a.r.u.s. AG

General Advisory
July 2003
[amount confidential]

Infineon Technologies AG

Acquisition Financing
August 2002
[amount confidential]

Bally Japan

Sales to ITOCHO Corporation
June 2002
[amount confidential]

Publishers Market AG

Sale to httprint Inc.
June 2002
€ 5 million

CLC AG

Tender Offer for 100% of Camelot AG Neuer Markt listed
April 2002
€ 10 million

CLC AG

Acquisition of 58% of Camelot AG Neuer Markt listed
November 2001
€ 6 million

Scout24 AG & Subsidiaries

General Advisory
October 2001
[amount confidential]

Publishers Market AG

Private Placement
August 2001
€ 4 million

Infineon Technologies AG

Follow on Offering
July 2001
€ 133 million

Scout24 AG

Tender Offer for 100% of TopJobs.net (UK) NASDAQ listed
April 2001
€ 20 million

Infineon Technologies AG

Sale of the Consumer-IC Business
December 2000
[amount confidential]

Mediclin AG

Initial Public Offering
December 2000
€ 126 million

FairAd AG

Private Placement
August 2000
€ 5 million

IBS AG

Acquisition of 100% of COS Group
August 2000
€ 8 million

von Braun & Schreiber

Structuring of Public Investment Fund
August 2000
[amount confidential]

Callahan Associates International LLC

Acquisition of Kabel Nordrhein-Westfalen
July 2000
[amount confidential]

TradeNetOne

Private Placement
July 2000
€ 8 million

Immobilienscout24

Private Placement
March 2000
€ 20 million

Infineon Technologies AG

Initial Public Offering
March 2000
€ 6 billion

Openshop AG

Initial Public Offering Neuer Markt
March 2000
€ 136 million

Dialog Semiconductor

Initial Public Offering Neuer Markt
October 1999
[amount confidential]

Elmos Semiconductor AG

Initial Public Offering Neuer Markt
October 1999
[amount confidential]

SZ Testsysteme

Initial Public Offering Neuer Markt
June 1999
[amount confidential]

Klöckner & Co. AG

Sale of Röder Zellsysteme und Service AG
June 1999
[amount confidential]

Software AG

Initial Public Offering
April 1999
[amount confidential]

New Era of Networks Inc.

Acquisition of 100% SLI Consulting AG
February 1999
[amount confidential]

PSI AG

Initial Public Offering Neuer Markt
August 1998
[amount confidential]

Be Inc.

Private Placement
June 1998
US$ 10 million

Stella AG

Sale of 49% of Cinemaxx AG
June 1998
[amount confidential]

Sensar Inc.

Private Placement
February 1998
US$ 10 million

SCM Microsystems Inc.

Secondary Public Offering Neuer Markt/NASDAQ
February 1998
[amount confidential]

SCM Microsystems Inc.

Initial Public Offering Neuer Markt/NASDAQ
October 1997
[amount confidential]

LHS Inc.

Initial Public Offering Neuer Markt/NASDAQ
May 1997
[amount confidential]