
GSE Group Acquisition by Finexx
Acquisition Financing Senior Loan & WCF
December 2018
[amount confidential]
December 2018
[amount confidential]

GSE Group Acquisition by Finexx
Acquisition Financing Second Lien Loan
November 2018
[amount confidential]
November 2018
[amount confidential]

KMP Holding GmbH
Syndicated Loan Facility
April 2018
[amount confidential]
April 2018
[amount confidential]

Business Service Provider
Bilateral Loan Facility
April 2018
[amount confidential]
April 2018
[amount confidential]

Leading Virtual Reality Company
Capital Increase
April 2018
[amount confidential]
April 2018
[amount confidential]

censhare AG
EIB Debt Facility
December 2017
€ 25 million
December 2017
€ 25 million

AMW GmbH
EIB Debt Facility
November 2017
€ 25 million
November 2017
€ 25 million

numares AG
Capital Increase
November 2017
€ 11 million
November 2017
€ 11 million

Leading 3D-Printing Company
R&D-Financing Debt Facility
November 2017
€ 25 million
November 2017
€ 25 million

MagForce AG
EIB Debt Facility
August 2017
€ 35 million
August 2017
€ 35 million

Ziegler Holzindustrie GmbH & Co. KG
Syndicated Loan Facility
July 2017
€ 70 million
July 2017
€ 70 million

Schnellecke Group AG & Co. KG
Promissory Note
June 2017
€ 55 million
June 2017
€ 55 million

DSD – Duales System Holding GmbH & Co. KG
Bilateral Loan Facility
June 2017
€ 30 million
June 2017
€ 30 million

Biofrontera AG
EIB Debt Facility
May 2017
€ 20 million
May 2017
€ 20 million

Schnellecke Group AG & Co. KG
Syndicated Loan Facility
May 2017
€ 105 million
May 2017
€ 105 million

Schnellecke Group AG & Co. KG
Factoring Facility
March 2017
€ 45 million
March 2017
€ 45 million

W. Schulz Group – Sale to Berkshire Hathaway / PCC
Advisor to the Family and Firm
February 2017
[amount confidential]
February 2017
[amount confidential]
[confidential]
German Furniture Company
Debt Financing
July 2016
> € 35 million
July 2016
> € 35 million

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG
Syndicated Loan Facility
May 2016
€ 82 million
May 2016
€ 82 million

Max Aicher Group
Senior Debt Financing
April 2016
[amount confidential]
April 2016
[amount confidential]

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG
Factoring Facility
January 2016
€ 30 million
January 2016
€ 30 million

Nash Technologies GmbH
Strategic MBO Advisory
December 2015
[amount confidential]
December 2015
[amount confidential]

Elcomax GmbH
Capital Increase
December 2015
[amount confidential]
December 2015
[amount confidential]

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG
Guarantee Facility
December 2015
€ 10 million
December 2015
€ 10 million

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG
Leasing Facility
December 2015
€ 30 million
December 2015
€ 30 million

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG
Mortgage Loan
November 2015
€ 5 million
November 2015
€ 5 million

Nash Technologies GmbH
Borrowing Base
July 2015
€ 8 million
July 2015
€ 8 million

REGE Motorenteile GmbH
Financial Advisory
May 2015
[amount confidential]
May 2015
[amount confidential]

TEW Entsorgung GmbH & Co. KG (Tönsmeier Poland)
Syndicated Loan Facility
May 2015
€ 35 million
May 2015
€ 35 million

Max Aicher Group – Max Aicher Recycling GmbH
Senior Debt Financing
April 2015
[amount confidential]
April 2015
[amount confidential]

Max Aicher Group – Stahlwerk Annahütte
Senior Debt Financing
December 2014
€ 10 million
December 2014
€ 10 million

S.A.S. SIDEO
Bridge Financing
December 2014
[amount confidential]
December 2014
[amount confidential]

Muehlhan AG
Syndicated Loan Facility
August 2014
€ 40 million
August 2014
€ 40 million

Manz AG
Subordinated Debt Financing
August 2014
€ 20 million
August 2014
€ 20 million

Torqeedo GmbH
Capital Increase / Secondary Placement
March 2014
[amount confidential]
March 2014
[amount confidential]

Karl Tönsmeier Entsorgungswirtschaft GmbH & Co. KG
Senior Debt Financing & Factoring
March 2014
€ 150 million
March 2014
€ 150 million

Max Aicher Group – Lech-Stahlwerke GmbH
Senior Debt Financing
December 2013
€ 20 million
December 2013
€ 20 million

Novaled AG
Dual Track Advisory
August 2013
€ 260 million
August 2013
€ 260 million

SFC Energy AG
Acquisition of Simark Controls Lts.
November 2018
€ 19 million
November 2018
€ 19 million

Gildemeister Gruppe – Cellstrom GmbH
Financial Advisory
June 2013
[amount confidential]
June 2013
[amount confidential]

Torqueedo GmbH
Bridge / Mezzanine Financing
March 2013
[amount confidential]
March 2013
[amount confidential]

EnWave Corporation
Majority Acquisition & Capital Increase in Hans Binder Maschinenbau GmbH
October 2012
[amount confidential]
October 2012
[amount confidential]

Riemser Arzneimittel AG
Aquisition Finance Advisory
August 2012
approx. € 125 million
August 2012
approx. € 125 million

N+1 Group
Block Trade
August 2012
€ 20 million
August 2012
€ 20 million

Cotesa GmbH
Capital Increase / Secondary Placement
June 2012
> € 24 million
June 2012
> € 24 million

Stulz H+E GmbH
Capital Increase & Blocktrade
April 2012
> € 50 million
April 2012
> € 50 million

Geo-EN Energy Technologies GmbH
Capital Increase
March 2012
€ 4 million
March 2012
€ 4 million

Riemser Arzneimittel AG
Syndicated Loan Facility
December 2011
€ 60 million
December 2011
€ 60 million

SFC Energy AG
Acquisition of PBF Group B.V.
October 2011
€ 9 million
October 2011
€ 9 million

SFC Energy AG
Blocktrade
April 2011
766,788 shares
April 2011
766,788 shares

LHI Leasing GmbH
Debt Financing
November 2010
€ 18 million
November 2010
€ 18 million

SFC Fuel Cell AG
Blocktrade
September 2010
€ 10 million
September 2010
€ 10 million

Gildemeister AG
Aquisition of Cellstrom GmbH
April 2010
€ 18 million
April 2010
€ 18 million

FELSS Holding GmbH
Mezzanine Financing
January 2010
[amount confidential]
January 2010
[amount confidential]

FELSS Holding GmbH
Mezzanine Financing
December 2009
[amount confidential]
December 2009
[amount confidential]

SFC Smart Fuel Cell AG
Blocktrade
September 2009
761,375 shares
September 2009
761,375 shares

PSI AG
Defense Advisory
May 2009
[amount confidential]
May 2009
[amount confidential]

Gebr. Märklin & Cie. GmbH
Debt Advisory
January 2009
[amount confidential]
January 2009
[amount confidential]

Royal Aero Group
Senior Loan Facility
September 2008
[amount confidential]
September 2008
[amount confidential]

D+S europe AG
Financial Advisory
July 2008
€ 593 million
July 2008
€ 593 million

Wiegand-Glas GmbH
Debt Advisory
May 2008
approx. € 100 million
May 2008
approx. € 100 million

D+S europe AG
PIPE
April 2008
€ 43 million
April 2008
€ 43 million

GCI BridgeCapital AG
Acquisition Financing
April 2008
€ 4 million
April 2008
€ 4 million

AEM Technologies Holding AG
Acquisition Financing
February 2008
[amount confidential]
February 2008
[amount confidential]

AEM Technologies Holding AG
Acquisition of ModuNORM GmbH
February 2008
[amount confidential]
February 2008
[amount confidential]

Experian Deutschland GmbH
Sales of loyality solutions divisions (Germany) to easycash
December 2007
[amount confidential]
December 2007
[amount confidential]

abaXX Technology AG
Sales of abaXX to Cordys Software B.V.
November 2007
[amount confidential]
November 2007
[amount confidential]

TA Triumph-Adler AG
Debt Refinancing
August 2007
€ 70 million
August 2007
€ 70 million

TA Triumph-Adler AG
Equity Capital Increase
August 2007
€ 28 million
August 2007
€ 28 million

Konrad Hornschuch AG
Refinancing
July 2007
[amount confidential]
July 2007
[amount confidential]

GCI Management AG
PIPE
July 2007
€ 26 million
July 2007
€ 26 million

SFC Smart Fuel Cell AG
Initial Public Offering / IPO Advisor
May 2007
€ 80 million
May 2007
€ 80 million

Orlando Management GmbH
Acquisition Finmancing for Tedrive
April 2007
[amount confidential]
April 2007
[amount confidential]

TWB Fahrzeugtechnik GmbH
Refinancing
March 2007
[amount confidential]
March 2007
[amount confidential]

Molkerei Niesky GmbH
Leasing Financing
January 2007
€ 2 million
January 2007
€ 2 million

JetSet AG
Acquisition Financing
January 2007
[amount confidential]
January 2007
[amount confidential]

Orlando Management GmbH
Asset-based Acquisition Financing for Pallhuber GmbH & Co. KG
December 2006
[amount confidential]
December 2006
[amount confidential]

Ventizz Capital Partners
Acquisition Financing
November 2006
€ 11 million
November 2006
€ 11 million

Ventizz Capital Partners
Acquisition of ECR AG
November 2006
[amount confidential]
November 2006
[amount confidential]

Ventizz Capital Partners
Acquisition of GS Präzisions AG
November 2006
[amount confidential]
November 2006
[amount confidential]

D+S europe AG
Debt Refinancing
October 2006
€ 75 million
October 2006
€ 75 million

Nanogate AG
Initial Public Offering / IPO Advisor & Lead Placement Agent
October 2006
€ 19 million
October 2006
€ 19 million

D+S europe AG
Acquisition of mobileview AG
October 2006
€ 19 million
October 2006
€ 19 million

edel music AG
Sale & Lease Back
October 2006
€ 3 million
October 2006
€ 3 million

D+S europe AG
Sale & Lease Back
April 2006
€ 25 million
April 2006
€ 25 million

SFC Smart Fuel Cell AG
Private Placement / Open Market Listing
April 2006
€ 15 million
April 2006
€ 15 million

GCI Management AG
Blocktrade
Blocktrade
€ 5 million
Blocktrade
€ 5 million

Mühlhan Surface Protection International GmbH
Senior Notes due 2016
March 2006
€ 35 million
March 2006
€ 35 million

CardFactory AG
Private Placement / Secondary Placement
January 2006
80% of Share Capital
January 2006
80% of Share Capital

Hugin ASA
Fairness Opinion Acquisition of directnews AG
October 2005
[n/a]
October 2005
[n/a]

D+S europe AG
Acquisition Financing
July 2005
€ 43 million
July 2005
€ 43 million

D+S europe AG
Mezzanine Financing
July 2005
€ 10 million
July 2005
€ 10 million

D+S europe AG
PIPE
July 2005
€ 40 million
July 2005
€ 40 million

D+S europe AG
Acquisition of dtms AG
July 2005
€ 80 million
July 2005
€ 80 million

LANXESS AG
Syndicated Credit Facility
December 2004
€ 1.5 billion
December 2004
€ 1.5 billion

D+S europe AG
PIPE
September 2004
€ 8 million
September 2004
€ 8 million

D+S europe AG
Acquisition of 100% of CCA24 GmbH
August 2004
ND
August 2004
ND

Medigene AG
PIPE
March 2004
€ 16 million
March 2004
€ 16 million

Versant Inc.
Public Takeover of 100% of Poet Holdings Inc.
March 2004
US$ 26 million
March 2004
US$ 26 million

Saperion AG
Private Placement
December 2003
€ 5 million
December 2003
€ 5 million

D+S online AG
PIPE
August 2003
€ 4 million
August 2003
€ 4 million

c.a.r.u.s. AG
General Advisory
July 2003
NA
July 2003
NA

Infineon Technologies AG
Acquisition Financing
August 2002
ND
August 2002
ND

Bally Japan
Sales to ITOCHO Corporation
June 2002
ND
June 2002
ND

Publishers Market AG
Sale to httprint Inc.
June 2002
€ 5 million
June 2002
€ 5 million

CLC AG
Tender Offer for 100% of Camelot AG Neuer Markt listed
April 2002
€ 10 million
April 2002
€ 10 million

CLC AG
Acquisition of 58% of Camelot AG Neuer Markt listed
November 2001
€ 6 million
November 2001
€ 6 million

Scout24 AG & Subsidiaries
General Advisory
October 2001
NA
October 2001
NA

Publishers Market AG
Private Placement
August 2001
€ 4 million
August 2001
€ 4 million

Infineon Technologies AG
Follow on Offering
July 2001
€ 133 million
July 2001
€ 133 million

Scout24 AG
Tender Offer for 100% of TopJobs.net (UK) NASDAQ listed
April 2001
€ 20 million
April 2001
€ 20 million

Infineon Technologies AG
Sale of the Consumer-IC Business
December 2000
ND
December 2000
ND

Mediclin AG
Initial Public Offering
December 2000
€ 126 million
December 2000
€ 126 million

FairAd AG
Private Placement
August 2000
€ 5 million
August 2000
€ 5 million

IBS AG
Acquisition of 100% of COS Group
August 2000
€ 8 million
August 2000
€ 8 million

von Braun & Schreiber
Structuring of Public Investment Fund
August 2000
ND
August 2000
ND

Callahan Associates International LLC
Acquisition of Kabel Nordrhein-Westfalen
July 2000
ND
July 2000
ND

TradeNetOne
Private Placement
July 2000
€ 8 million
July 2000
€ 8 million

Immobilienscout24
Private Placement
March 2000
€ 20 million
March 2000
€ 20 million

Infineon Technologies AG
Initial Public Offering
March 2000
€ 6 billion
March 2000
€ 6 billion

Openshop AG
Initial Public Offering Neuer Markt
March 2000
€ 136 million
March 2000
€ 136 million

Dialog Semiconductor
Initial Public Offering Neuer Markt
October 1999
ND
October 1999
ND

Elmos Semiconductor AG
Initial Public Offering Neuer Markt
October 1999
ND
October 1999
ND

SZ Testsysteme
Initial Public Offering Neuer Markt
June 1999
ND
June 1999
ND

Klöckner & Co. AG
Sale of Röder Zellsysteme und Service AG
June 1999
ND
June 1999
ND

Software AG
Initial Public Offering
April 1999
ND
April 1999
ND

New Era of Networks Inc.
Acquisition of 100% SLI Consulting AG
February 1999
ND
February 1999
ND

PSI AG
Initial Public Offering Neuer Markt
August 1998
ND
August 1998
ND

Be Inc.
Private Placement
June 1998
US$ 10 million
June 1998
US$ 10 million

Stella AG
Sale of 49% of Cinemaxx AG
June 1998
ND
June 1998
ND

Sensar Inc.
Private Placement
February 1998
US$ 10 million
February 1998
US$ 10 million

SCM Microsystems Inc.
Secondary Public Offering Neuer Markt/NASDAQ
February 1998
ND
February 1998
ND

SCM Microsystems Inc.
Initial Public Offering Neuer Markt/NASDAQ
October 1997
ND
October 1997
ND

LHS Inc.
Initial Public Offering Neuer Markt/NASDAQ
May 1997
ND
May 1997
ND